Chem. Senses 26: 1005-1013,
2001
© Oxford University Press 2001
Orbital Response Indicates Nasal Pungency
Analysis of Biomechanical Strain on the Skin
1 Chemosensory Perception Laboratory, Department of Surgery (Otolaryngology), University of California, San Diego, La Jolla, California, USA 2 Department of Pediatrics, University of California, San Diego, La Jolla, California, USA 3 Department of Bioengineering, University of California, San Diego, La Jolla, California, USA
Correspondence to be sent to: Alfredo A. Jalowayski, Chemosensory Perception Laboratory, Mail Code 0957, University of California, San Diego, La Jolla, CA 92093-0957, USA. e-mail: ajaloway{at}ucsd.edu
| Abstract |
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Stimulation of the human nasal passage with pungent vapor elicits motor responses in a zone around the eye. This investigation addressed whether quantification of such responses, particularly activity of the orbicularis oculi muscle, could yield a sensitive index of nasal pungency. We placed an array of small, high-contrast targets just beneath the lower eyelid and videotaped their movement to capture deformation of the skin atop the orbicularis oculi during 3 s stimulation with pungent concentrations of ethyl acetate. Eleven subjects participated. Analysis of the movements served to determine mechanical strain, which yielded a single index that we termed `maximum strain'. This increased with concentration of the vapor and with time during and just after stimulation. Comparison with psychophysical data showed that the strain became evident at concentrations just detectable as pungent. Maximum strain measured on the skin shows promise as an objective index of pungency.
| Introduction |
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The trigeminal nerve, which mediates somesthesis in the face, eyes, nasal passages and anterior oral cavity, serves as the afferent limb of many reflexes, some little understood (Widdicome, 1961
Virtually everyone has experienced how a whiff of smelling salts can take
the breath away for an instant. Cain and associates
(Cometto-Muñiz and Cain,
1982
,
1984
,
Dunn et al., 1982
;
Garcia-Medina and Cain, 1982
;
Stevens and Cain, 1986
)
established that the threshold for the apneic response fell into register with
perceived pungency. For example, the threshold followed the same
time-intensity trading as perceived pungency; it lay higher in smokers than in
non-smokers, in accordance with perceived pungency, which smokers found less
intense than did non-smokers; it lay higher in males than in females, again in
accordance with perceived nasal pungency; it lay higher in older than in
younger persons, also in accordance with perceived pungency; and it summed
across the two nasal passages in the same way as perceived pungency.
These findings indicated that the apneic response possesses some potential
as an objective index of nasal irritation. A good index would have the
potential to bypass often tedious psychophysical testing over many trials to
indicate the state of sensitivity of a person or group and would provide a
continuum of response from around threshold to suprathreshold levels of
stimulation. As such an index, the apneic reaction has the disadvantage that
it occurs only at high levels of stimulation. That is, although the threshold
for the reaction correlates (negatively) with relative chemesthetic magnitude,
it does not itself indicate the concentration where pungency begins to occur.
It may also have too much variability to serve as a faithful index for
individual subjects (Shusterman and
Balmes, 1997
). The variability arises at least in part from the
superposition of the response on an already dynamic event. That is, it
essentially rides atop and modulates the already changing contractions of the
diaphragm as a person inhales or exhales.
Videotapes of the faces of subjects in experiments on the apneic reaction revealed small twitches of the orbicularis oculi at levels of stimulation below that necessary to trigger apnea. As level of stimulation increased, the twitches became more pronounced and widespread in the orbital area, culminating at high levels in squinting and blinking. (At lower levels, stimulation of one nostril leads to ipsilateral activation, whereas at higher levels, it leads to bilateral activation.) If quantifiable, the response seemed a potential replacement for the apneic response as an objective index. During normal breathing, the orbicularis oculi undergoes no systematic contraction, so that its twitches could appear against an otherwise static background. Furthermore, the response could occur even without active inhalation of a stimulus, but just passive flow into the nostril while breathing takes place via the mouth.
Initial efforts to quantify orbital reactions applied a variant of the
Facial Action Coding System (FACS) of Ekman and associates
(Ekman and Friesen, 1975
;
Ekman and Rosenberg, 1997
).
Analysis of the reactions on videotape led to a scheme of nine relevant
actions (raising eyebrow, blinking, lower lid twitching, etc.). Trained judges
rated the individual components on a scale of 0-4. This involved laborious
scoring frame-by-frame and of course had some subjective component.
Inter-judge reliability lay in the vicinity of 0.7-0.8, too low in view of the
hours of effort required to score just one test session.
The search for an alternative led to examination of quantitative
measurement of mechanical strains on biological surfaces. Simon and
Schmid-Schönbein
(Simon and
Schmid-Schönbein, 1990
), for
example, developed methods for quantitative measurement of mechanical strains
in the cytoplasm of individual cells. McCulloch and colleagues
(McCulloch et al.,
1998
; Mazhari et al.,
1998
) used similar methods to measure strains in the myocardium.
The methodology has included video-analysis of arrays of small targets
attached to tissue and computation of non-linear mechanical Lagrangian strains
(change of length per unit initial length) and principal strains
(Fung, 1994
). The present
report summarizes efforts to apply such methodology to quantify the orbital
response. The work relied upon video-recording of small markers on the skin
below the lower lid and computation of the Lagrangian strains from the
relative movement of the markers.
Ideally, an objective reaction to chemesthetic stimulation should have the
same sensitivity as that measured psychophysically.
Figure 1 depicts a surrogate
function for the detectability of pungency from ethyl acetate, the test
material of this study. The function incorporates results from 10 normosmic
subjects who localized the source of pungent stimulation to the right or left
nostril (W.S. Cain et al., submitted for publication). Functions for
localization give equivalent information to those for detection and avoid the
problem that normosmic subjects cannot make blinded judgments of detection
since odor discloses the presence of the stimulus
(Cometto-Muñiz
and Cain, 1998
). Since subjects cannot reliably localize odor to
the right or left nostril but can localize pungency, even if just barely
detectable, the function for localization circumvents the problem. The
function in Figure 1 indicates
that in a one log-unit span beginning at 3.6 log p.p.m., detection went from
quite low to perfect. Consequently, the concentrations of interest in the
present study lay in this range.
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| Materials and methods |
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Subjects
Eleven screened subjects (seven males, four females; aged 21-59) participated after they provided informed consent. The protocol had approval of the Human Subjects Committee of the University of California. In screening, subjects gave relevant medical history and had a physical examination of the nasal passages. Criteria for exclusion via history principally concerned chronic or recent acute disorders of the airways or eyes. Criteria for exclusion via examination of the nose concerned deviation of the septum, chronic hypertrophic rhinitis, polyposis and signs of acute or chronic infection. Examination of the eyes and periorbital area ruled out the use of contact lenses, presence of facial paralysis, or abnormal twitching of the eyelids.
Ten subjects participated in two sessions and one in three, the first
session for screening and orientation and the next for chemosensory testing.
Testing lasted
1.5 h. Subjects earned US$10 per hour.
Stimulus
Ethyl acetate (Aldrich, Milwaukee, WI, 99.8%) was the stimulus. Vapor concentrations used in testing ranged from 3.6 to 4.3 log p.p.m. (v/v), plus a blank.
Apparatus
Olfactometer
A flow-dilution olfactometer delivered controlled amounts of vapor to the
right nostril at a flow rate of 6 l/min and a temperature of 36°C.
Nitrogen sparged through 200 ml of liquid-phase ethyl acetate provided a
continuous feed stream metered on command into a carrier stream of air
humidified to 80% RH. A program in LabView controlled the dilution and timing
of the stimulus. Rise-time of stimulus in the carrier stream was
20
ms.
Injection of vapor into the carrier stream occurred virtually seamlessly by
means of a switching scheme devised by Kobal
(Kobal, 1985
;
Kobal and Hummel, 1988
).
Closing a solenoid valve connected to a vacuum source added stimulus (feed
stream) to the carrier stream, while the simultaneous opening of another
solenoid removed an amount equal to that added. Hence, if the concentration
desired on a trial was 10% saturated vapor, a feed stream of 0.6 l/min entered
the carrier stream for 3 s, while simultaneously 0.6 l/min of carrier stream
exited for 3 s. Placement of the solenoid valves and vacuum source away from
the experimental room ensured noiseless switching at the site of testing.
The experimenter calibrated concentration of the vapors off-line by means of gasliquid chromatography (GC). Samples of vapor were taken in quintuplicate or more by gas-tight syringe at the nose-piece. (Checks for the presence of aerosol at the nose-piece revealed none.) Measurement of responses to liquid-phase ethyl acetate allowed expression of GC responses to vapor samples in terms of mass and vapor concentration. The geometric average coefficient of variation in the concentration of the vapor samples was 7.7%.
Video system
A Pulnix TM-6710 high-speed digital video camera equipped with a 55 mm
Micro-Nikkor 1:2.8 lens served to track movement of high-contrast markers
placed below the orbit of the right eye. The camera recorded at 60 frames/s. A
PC-based microprocessor running a routine developed by Speed Vision
Technologies Inc. (San Diego, CA) controlled operation of the camera. A relay
circuit linked operation of the computer for the video camera to that for the
olfactometer, so that the triggering signal could come from a keystroke that
activated delivery of vapor for 3 s.
For video acquisition of the effects of stimulation, a trial lasted 5.7 s or 305 frames plus 30 (frames 5-35) frames that held information prior to the triggering signal. After accumulation of the relevant 340 frames, the entire buffer was written to disk as an Omni Speed Movie (OSM) file. Visible `switches' overlain on the saved frames indicated whether they had been acquired before or after the triggering signal. The state of the trigger displayed at the 36th frame served to verify that data acquisition had occurred as expected.
Procedure
A subject began participation with a session of screening and orientation regarding procedures (e.g. application of the nose-piece). The subjects then practiced velopharyngeal closure, a technique that entails breathing through the mouth while maintaining air static in the nasal cavity. That procedure made it possible for flow from the olfactometer to enter a nostril and stimulate chemoreceptors without need for the subject to breathe the vapor.
A test session began with placement of five or six high-contrast markers just below the lower eyelid and two at the base of the bridge of the nose, as illustrated in Figure 2. The markers were black dots (0.9 mm diameter) with white rings (3 mm diameter) created in Adobe Illustrator and printed onto adhesive labels. The experimenter affixed these on the skin with fine tweezers. Placement varied somewhat from subject to subject depending upon how the skin moved during blinking.
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Videotaping required the subject to remain stationary during a trial. The subject sat comfortably in an adjustable chair with his/her head against a headrest. The experimenter brought the arm of the olfactometer to a position that would allow a Teflon nose-piece at the end of a short length of flexible tubing to make a seal around the nares with minimal disturbance of the nasal anatomy (Figure 2). The subject put the piece in place; this was easily accomplished with virtually no movement of the head. The nose-piece served both to deliver flow to the nostril and to vent the flow through axial channels. The camera sat a few degrees off the median plane of the subject's head, normal to the plane of motion of the markers. The field of the camera appeared as a live image on the computer monitor. A computer-controlled zoom function facilitated focusing by providing a magnified view of the markers on the face.
Trials proceeded as follows. At a ready signal, the subject put the nose-piece snugly to the naris, closed the velopharynx, leaned back against the head rest and looked straight ahead. During that period, the nose-piece delivered warmed, humidified air. The experimenter verified focus, then sent the triggering signal for noiseless delivery of vapor for 3 s. The subject remained still until the period of data acquisition ended, then removed the nose-piece and could relax for 2 min. A session generally consisted of 24 trials, six concentrations ranging from a blank to 4.3 log p.p.m. presented four times.
Image processing
For processing of the videos, the saved OSM files were converted to TIFF images analysable by a program that tracked movement of the dots via a feature-boundary extraction algorithm (written for Matlab, C Mathworks). Relative movement of the markers through a sequence of images captured deformation of the subject's skin from contraction of the orbicularis oculi.
The analyst set up a small rectangular field, called a region of interest
(ROI), around each dot. Gray-scale thresholding gave an ROI two levels of
gray, a white and a black. The thresholding reset the ROI sub-image so that
pixels with gray values below a threshold value equaled zero (white) and those
equal to or above the threshold equaled 255 (black). This procedure changed
the small gray-level gradient near the boundary of the marker into a steep
gradient, just one pixel wide. The black pixels then constituted the marker
with its center the numerical solution of the two integrals,
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Once the center of a marker was located, the ROI was centered over it and the coordinates of the center stored in memory. Then the next frame in the series was loaded and the ROI from the previous frame placed upon it. The thresholding procedure was applied to locate the x and y coordinates of the target in the second frame within the ROI. This continued until all the targets in a frame were represented as coordinates in ROIs. A filter with a window of five frames smoothed the changes in coordinates across frames. Files of the coordinates for each marker over the sequence of frames comprised the data for computation of strains.
Strain analysis
Two-dimensional Lagrangian strain tensors quantified magnitude of skin
deformation. To illustrate, consider neighboring markers with distance
ds0 between them; ds0 has components
da1 and da2 relative to a local
orthogonal coordinate system. The two markers move to a new position during a
response and the distance between them changes to the new value ds. The
change of distance between the two markers ds2
ds02 is an exact measure of deformation in the
two-dimensional plane of observation and may be written in the form of
Lagrangian strain components (E11, E12
and E22) as follows [for derivation, see Fung
(Fung, 1994
), pp. 116-117]:
![]() | (1) |
E11, E12 and E22 vary from instant to instant during the movement of markers, but eventually return to zero. Positions of the markers over frames 5-35 determined the coordinates before stimulation. The strains do not depend on translational displacement of markers (e.g. from head movement), but only deformation. E11 and E22 are normal strain components, E12 is the shear strain component.
The numerical values of E11, E12
and E22 depend on choice of coordinates. In order to
achieve maximum sensitivity to detect deformation, we computed the principal
strains (Fung, 1994
) as a
measure for the maximum (and minimum) strain E1 and
E2 in the area of the triads by solution of an eigenvalue
problem for E11, E12 and
E22 (Simon and
Schmid-Schönbein, 1990
). Since
principal strains E1 and E2 may be
positive or negative, depending on the position of the markers, we computed an
optimally sensitive measure of strain, Emax, as
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Statistical analysis
Each triad of markers had its corresponding time-varying values of Emax. Triads of interest included those five to seven that formed triangles with bases on the bridge of the nose. Markers on the bridge remained relatively stationary during responses as the third marker of a triad moved. Not surprisingly, some triads showed more activity than others, but these varied somewhat from subject to subject depending upon local morphology. Analysis had as one outcome selection of responsive triads. Each subject had at least three.
The index d' from signal detection theory expressed the
ability of Emax to resolve the differences among
concentrations (Macmillan and Creelman,
1991
). Calculation entailed: (i) log-transformation of
Emax to approximate normal distributions; (ii) during each
second, subtraction of mean log Emax for stimulation at 0
p.p.m. from mean log Emax for stimulation at >0 p.p.m.;
and (iii) division of the differences by the average of the standard
deviations of log Emax for 0 p.p.m. and that for each test
concentration (see Appendix). In short, d' represented the
difference, in units of standard deviation, between log
Emax at baseline and log Emax
associated with a given test concentration.
A matrix of d'-values for time, before and after the triggering signal, by concentration for each triad of interest provided the information to decide, for each subject, which three triads gave the best resolution between stimulus and blank. Values of d' averaged across the three most responsive triads per subject at each concentration and time became the information for further analysis.
| Results |
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Figure 3 illustrates how Emax varied frame by frame for an individual subject. At the lower concentrations, deformation of the skin began during the second second after onset (frame 36) of the 3 s stimulus, reached a maximum, then declined. At the middle and upper concentrations, deformation increased throughout the 5 s period of taping after onset of the stimulus.
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Figure 4 depicts how d' varied with concentration and time. Analysis of variance (ANOVA), within-subjects design, with six levels of time (0, 1, 2, 3, 4 and 5 s after onset of stimulus) and five levels of concentration uncovered significant effects of time [F(5,45) = 7.31, P < 0.0001], concentration [F(4,36) = 5.50, P < 0.002] and of the interaction time-by-concentration [F(20,180) = 3.81, P < 0.0001]. (One subject did not receive 4.3 log p.p.m. over the five trials because she found it too aversive, so the ANOVA included the results of just 10 subjects.)
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As Figure 4 shows, the response began rather minimally during the first second, then increased sharply from the first to the second. Tests of significance of d' at individual time-points and concentrations versus baseline established reliability in the response by the second second. A routine computed the 95% confidence interval around d' in each of 30 cells (e.g. 3.6 log p.p.m. at 1 s versus 0 log p.p.m. at 1 s). Only five failed to lie outside their respective intervals: three concentrations at 0 s and two at 1 s. By 2 s, all concentrations had evoked responses significantly different from baseline (see Table 1). The response nevertheless continued to grow. For three of the five concentrations, the response reached its peak in the fourth second and for the other two it rose into the fifth.
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The index d' incorporates both magnitude and variability of
the measurements of strain. In this respect, d' behaves in the
manner of a z-score and may be compared with results on detection
(localization) of pungency, as shown in
Figure 1. In the classical
detection experiment, an observer must decide whether the sensory event on a
trial came from a distribution of noise or a distribution of noise + signal.
In the present experiment, a hypothetical observer can decide whether a given
log Emax came from the distribution of noise, i.e. values
of log Emax from presentations of 0 p.p.m., or from the
distribution of noise + signal. From the following relationship, one can
calculate the probability that an unbiased observer would be correct, e.g.
respond `blank' to 0 p.p.m. or `stimulus' to a concentration >0 p.p.m.:
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Before the fifth second, the observer would require higher concentrations to achieve 50% correct. The 50% point can be viewed as the equivalent of a threshold that uses log Emax rather than the sensory observation to make the decision. The calculated threshold, so based, appears in Table 2. In the first second, the concentration necessary for 50% correct would be 5.6 log p.p.m., whereas in the second it would be 5.0 log p.p.m. and so on, down to 4.0 log p.p.m. (rounded).
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Figure 5 also shows the psychometric function for nasal localization of ethyl acetate, repeated from Figure 1. The threshold in that study, where subjects sniffed for 2-3 s, was 3.94 log p.p.m. That is, the orbital response measured by strain had virtually identical sensitivity to chemesthetic perception. Since the slopes of the two functions differ, however, it could appear that the motor response has higher sensitivity below the 50% threshold and less sensitivity above it. More likely than not, this difference reflects how well the two measuring techniques captured the relative variances of the underlying sensory distributions. As Table 2 indicates, the slope of the function based upon the motor response increased second by second, showing that the signal-to-noise ratio increased over time and it could possibly have increased even more after 5 s. Collection of more data per subject would probably yield higher slopes throughout. The standard deviations of the two measures at a proportion correct of 0.50 were 0.1 and 0.3 for the psychophysical and orbital responses, respectively.
| Discussion |
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The results confirm the suspicion, first raised upon monitoring of the face during studies of the apneic response, that contraction of the orbicularis oculi changes in concentration-dependent fashion with pungent chemesthetic stimulation. Other muscles also contract along with the orbicularis oculi, but fortunately the action of this one seems adequate to provide a viable objective index. Such an index was initially desired in part because the odor of pungent volatile organic compounds (VOCs) made it difficult to obtain unbiased measures of their chemesthetic potency in subjects with normal olfaction. For this reason, research on structureactivity relationships for chemesthesis in this laboratory resorted to the study of persons with anosmia (Cometto-Muñiz and Cain, 1990
Duration of an exposure plays an extremely important but poorly studied
role in chemesthetic sensitivity. The thresholds measured and modeled in a
quantitative structureactivity relationship (QSAR), a linear
free-energy relationship, by Abraham,
Cometto-Muñiz and associates (Abraham et
al., 1996
,
1998a
,b
,c
;
Cometto-Muñiz
et al., 1998a
) may represent chemesthesis at less than
optimal potency in the sense that stimuli presented longer than the 2-3 s of a
sniff may give lower, perhaps much lower thresholds. Indeed, chemesthetic
potency may grow over minutes or even longer durations
(Cain et al., 1986
).
One can seek to measure thresholds over such exposures, but only with
formidable expenditure of work. A technique that tracks a motor response at
exposures of peri-threshold concentrations could accelerate the accumulation
of information regarding how duration of exposure affects sensitivity by as
much as an order of magnitude. Since the QSAR pivots on transport of molecules
to a receptor biophase, it can readily incorporate time as a parameter. This
situation illustrates just one application of several, but a pressing one
(Cain and
Cometto-Muñiz, 1995
).
At this early stage, we cannot assert that the response of the orbicularis
oculi will occur at the threshold for detection of all materials and all
conditions of exposure. The correspondence found here occurred between two
different groups tested under different regimes, but there is no reason to
believe that these two experiments should not have yielded the same answer
either. As research goes forward, it should examine other materials, including
some with unpleasant odors to insure that the response will have only
chemesthetic determinants. W.S. Cain et al. (submitted for
publication) studied various esters (acetates, propionates and butyrates) for
their potency to evoke nasal pungency. The thresholds across these compounds
correlated 0.99 with predictions of Abraham et al.
(Abraham et al.,
1998a
). Furthermore, the thresholds correlated 0.99 with criterion
amplitudes of the negative mucosal potential evoked by the same vapor delivery
device and stimulating techniques used here. However, the strongest test for
the correspondence between detection via conscious perception and via the
motor response would come from trials where subjects seek to localize the
nostril during measurement of the motor response.
Why does the response to stimulation of the nose occur in an orbital
muscle? What would the orbital response mean if obtained in ambient exposures
that could stimulate both the nose and the eye? The principal branch of the
trigeminal nerve that endows the nose with chemesthesis, the ciliary branch,
also innervates the eye. From an adaptive standpoint, that branch could play a
protective role for both the nose and the eyes, for a noxious vapor that has
access to the one site will have it to the other as well. Direct comparisons
indicate that, despite the differences in their tissues, the eyes and nose
have very similar, though perhaps not identical, chemesthetic sensitivity
(Cometto-Muñiz and Cain,
1995
,
1998
). The QSAR that predicts
nasal pungency bears substantial resemblance to that for the eye (Abraham
et al.,
1998b
,c
).
The vapor delivery device used in the present study could help to settle the
question of whether any differences might come from a factor such as flow rate
of delivery to the respective organs and could establish whether the orbital
response expresses itself similarly from nasal and ocular stimulation. For
that effort, taping should, inter alia, go on longer than the 5 s
employed here.
Our previous efforts, only modestly successful, to quantify the response via ratings of facial action highlight how much information the measure of maximum strain captured. As research goes forward to other chemesthetic agents such as other esters, it needs also to examine properties of the measurement of strain in greater detail. In Figure 4, the index based upon the scalar properties of Emax seems to have reached a maximum at or below the highest concentration. This may or may not reflect maximum deformation based on the properties of muscle. Further experimentation will tell.
| Appendix |
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The index d' assumes underlying distributions to be normal with equal variance. Analysis of receiver operating characteristic (ROC) curves can reveal violations of assumptions (Macmillan and Creelman, 1991
To investigate the matter further, we computed two indexes of sensitivity based on areas under ROC curves for the sample of 33 conditions. Computation of one index entailed: (i) connecting the points of ROC curves through linear interpolation and (ii) computing the area under the resulting curves. Computation of the other index entailed integration of ROC curves corresponding to values of d' (calculated as described in the text) assuming normal underlying distributions with equal variance. The first index, which did not assume normal distributions with equal variance, correlated strongly (Pearson's r = 0.98) with the second, which did make these assumptions.
| Acknowledgments |
|---|
Supported by grant 5 R01 DC 00284 from the National Institute on Deafness and Other Communication Disorders, National Institutes of Health. We thank Drs Roland Schmidt for technical assistance and J. Enrique Cometto-Muñiz for comments on the manuscript.
| References |
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Accepted June 21, 2001
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