Chem. Senses 28: 741-749,
2003
© Oxford University Press 2003
Analysis of Mutual Information Content for EEG Responses to Odor Stimulation for Subjects Classified by Occupation
1 Ergonomics Laboratory, Department of Industrial Management and Engineering, Hanbat National University, Daejeon, Korea 2 Department of Physics, Korea Advanced Institute of Science and Technology, Daejeon, Korea 3 Ergonomics Laboratory, Korea Research Institute of Standards and Science, Daejeon, Korea 4 Ergonomics Laboratory, The University of Electro-Communications, Tokyo, Japan
Correspondence to be sent to: Byung-Chan Min, Ergonomics Laboratory, Department of Industrial Management and Engineering, Hanbat National University, San16-1, DuckMyoung-Dong, Yuseong-Gu, Daejeon 305-764, Korea. e-mail: bcmin{at}hanbat.ac.kr
| Abstract |
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To investigate the changes of cortico-cortical connectivity during odor stimulation of subjects classified by occupation, the mutual information content of EEGs was examined for general workers, perfume salespersons and professional perfume researchers. Analysis of the averaged-cross mutual information content (A-CMI) from the EEGs revealed that among the professional perfume researchers changes in the A-CMI values during odor stimulation were more apparent in the frontal region of the brain, while for the general workers and perfume salespersons such changes were more conspicuous in the overall posterior temporal, parietal and frontal regions. These results indicate that the brains of professional perfume researchers respond to odors mainly in the frontal region, reflecting the function of the orbitofrontal cortex (OFC) due to the occupational requirement of these subjects to discriminate or identify odors. During odor stimulation, the perfume salespersons, although relatively more exposed to odors than the general workers, showed similar changes to the general workers. The A-CMI value is in inverse proportion to psychological preferences of the professional perfume researchers and perfume salespersons, though this is not the case with the general workers. This result suggests that functional coupling for people who are occupationally exposed to odors may be related to psychological preference.
Key words: different occupation, frontal, temporal, posterior parietal regions, functional connectivity, mutual information content, odor stimulation, psychological preference
| Introduction |
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A variety of electrophysiological techniques, such as the electroencephalogram (EEG), chemosensory event-related potential (ERP) and positron emission topography (PET), were used to determine the effects of odor on the nervous system. The application of these techniques to odor perception was used to clarify the relationship between odor perception and aging (Murphy et al., 1994
Limited research has been done, through clinical case studies, on evaluating olfaction in workers occupationally exposed to chemicals (Dalton et al., 1997
; Chiappino et al., 1998
; Rydzewski et al., 1998
). Dalton et al. (1997
) reported that the perceived odor and cognitive expectations about a chemical could significantly affect how individuals respond to it. A statistically significant relationship exited among olfactory impairment and cadmium concentration in blood, urine and workplace air (Chiappino et al., 1998
). Since neural sensitization processes could generate an endogenous amplification of responsivity to exogenous substances (Bell, 1996
), EEGs have been used to evaluate sensitization to chemical exposure (Fernandez et al., 1999
) and to address the evidence for the criterion-related validity of the olfactorylimbic/neural sensitization model for multiple chemical sensitivity (Bell, 1996
; Bell et al., 1998
). However, studies on EEG differences during odor stimulation for different occupational groups are rare, especially for workers in olfactory-related occupations. In the present study, mutual information analysis of multi-channel EEGs is used to examine different responses to odors among groups classified by occupations that deal with odors.
In the context of information theory, linear properties depend on second-order statistics, and nonlinear properties include higher-order statistics of the probability distribution function that describe a certain signal. If the probability distribution function of the signal is not a simple Gaussian process that has only second-order statistics, nonlinear properties appear, as well as linear activities. Multi-dimensional EEGs are usually considered a signal drawn from higher-order statistics, and EEGs are composed of linear and nonlinear activities (Jin et al., 2003
). Several linear and nonlinear studies have analyzed EEG signals in the olfactory system (Boeijinga and Lopes da Silva, 1989
; Kay et al., 1996
; Harada et al., 1998
). Coherence analysis of EEGs has been widely used to measure functional relationships between different brain regions.
For the olfactory function, coherence analysis has been applied to the study of functional connectivity (Harada et al., 1998
). Harada et al. (1998
) suggested that EEG coherence mapping might provide a basis for developing an objective test of the olfactory function in humans. Neural networks of the olfactory bulb, the prepiriform cortex and the entorhinal cortex have nonlinear dynamic properties; moreover, these networks showed different modes of oscillatory behavior, characteristic of a restful state and of an active sniffing state (Boeijinga and Lopes da Silva, 1989
). As measured in an EEG, the activity of the olfactory bulb has been postulated to be chaotic and subject to an attractor with many wings enabling different classes of learned odors to be classified (Kay et al., 1996
). Kay et al. (1996
) also suggested that the attractors governing olfactory activity involved multiple sites in the olfactory/limbic system and implement the process of attention.
Coherence values only show the coupling between two neuronal populations, that is, linear connectivity. Consequently, although olfactory perceptual processing is bi-directional, as shown Kay and Freeman (1998
), and includes both the linear and nonlinear properties, this kind of analysis dose not reveals the whole view of connectivity. To investigate the whole view of functional connectivity between a pair of electrodes, we used a measure of mutual information. Mutual information detects linear and nonlinear statistical dependencies between two time series (Vastano and Swinney, 1988
; Yang and Gao, 1989
; Xu et al., 1997
). It has a maximum value when the two time series are completely the same, and has a zero value if one system is completely independent of the other. This result is used as a measure of functional connectivity (Jeong et al., 2001
; Na et al., 2002
) or transmission of information between the two time series (Xu et al., 1997
). We estimated the transmission of information among the different cortical areas in the waking and sleep states using the cross mutual information content (CMI) of eight EEG electrodes (Xu et al., 1997
). In a clinical environment, Jeong et al. (2001
) assessed the transmission of information between different cortical areas of patients suffering from Alzheimers disease and Na et al. (2002
) applied the same measure to schizophrenic patients. They discussed their results in terms of the cortico-cortical connection and the transmission of information between different cortical areas.
The aim of this study is to investigate the transmission of information during odor stimulation for subjects of various occupations by estimating the averaged CMI (A-CMI) between EEG electrodes.
| Materials and Methods |
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Subjects
EEG recordings were obtained from 10 general workers (nine females and one male, with a mean age of 27.3 years), nine perfume salespersons (all females, with a mean age of 25.2 years) and 10 professional perfume researchers (five females and five males, with a mean age of 32.2 years). All subjects had a normal nasal anatomy, which was checked by a mask test; all had been in their present occupation for >5 years; they were prohibited from drinking, smoking or taking any drugs, including caffeine; and they were all right-handed. All experiments were conducted in accordance with the Declaration of Helsinki.
Stimulation
Odors such as basil oil, lavender oil, lemon oil, jasmine oil, ylang-ylang oil (KIMEX Co. Ltd) and skatole (Takasago Co. Ltd) were presented through an olfactometer while subjects reclined with eyes closed. The olfactometer, a device that scatters odor through Teflon tubes with an inner diameter of 2 mm, was placed below the nares of the subjects. The odor stimulation was achieved by mixing the pulses of the stimulants in a constantly flowing air stream with a total flow rate at 100 ml/s. We set the scattering frequency of each odor in accordance with the individual inhalation rate of each subject to avoid mismatching odor stimulation with respiration. An experimental chamber was maintained with a controlled air temperature at 24 ± 1°C and with relative humidity at 50 ± 10%. Figure 1 shows a schematic flow diagram of the presentation sequences of the odor stimuli.
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Recording
As a baseline, EEGs were recorded for 90 s without odor stimulation. Six kinds of odors were then prepared and presented in random order to each subject. We recorded EEGs every 90 s during odor stimulation. The chamber was ventilated after each odor stimulus. A total of 630 s of recordings were acquired with a sampling frequency of 256 Hz; the recordings were digitized using a 12 bit analogdigital converter on an IBM PC. The EEGs were recorded from 8 scalp loci (F3/4, P3/4, T5/6, Fz and Cz) of the international 1020 system. The EEGs from 8 channels against linked earlobes were amplified on a Biopac System with a time constant of 0.1 s. Figure 2 demonstrates a typical example of 10 s EEG segments showing eight channels from a subject in rest state. All data were digitally filtered with a band pass of 0.360 Hz. A questionnaire was used to obtain individual psychological preferences for the odors. After inhaling each odor, the subjects were asked to describe their subjective feelings by selecting an adjective from among 25 adjectives and assigning a rating on a seven-point scale, from 3 (insensible level) to +3 (sensible level). For every odor stimulus we used 8 s of data (2048 data points) for mutual information analysis.
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Mutual information analysis
Mutual information is a measure of the amount of information gained about one system from the measurement of another. Consider a process in which messages are transmitted to an experimenter across the channel of an instrument. Let T be the whole set composed of an element of possible messages t1, t2, t3, ..., tn and probability PT(t1), PT(t2), PT(t3), ..., PT(tn). The average amount of information gained from the measurement of T is the entropy H of the system

where PT(ti) is the associated probability that an isolated measurement will find the system in the ith element, and PT(ti) is the normalized histogram of the distribution of values observed for the measurement t. We evaluate these probabilities by constructing a histogram of the variations of the measurement t. The entropy H is in units of bits if we take to logarithm with the base two. If the transmitted messages are continuous, T will be the system, and t denotes a possible message, while PT(ti) is the probability density at t. In addition, entropy, which is a measure of uncertainty, then becomes the self-information of a system. If we consider a general coupled system (T,R) and examine the uncertainty in a measurement of R when the given T has been measured and found to be ti, then


where PRT(rj|ti) is the probability that a measurement of r will produce ri when the measured value of t is ti. The uncertainty of r for a given measurement of t is obtained by averaging the above equation over ti, and then


where

Here, we can obtain the mutual information as the amount by which the measurement of T reduces the uncertainty of R. The mutual information I(R,T) is as follows:
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The mutual information can then be rewritten as:

Mutual information has a maximum value when the two time series are completely the same; and, if one system is completely independent of the other, the mutual information is zero. We computed the time-delayed mutual information as follows (Jeong et al., 2001
; Na et al., 2002
):
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The time-delayed CMI, I(R(t),T(t +
)), which represents the mutual information of the EEG between different electrodes as a function of time delay, along with the A-CMI values, were used as a measure for mutual coupling or for information transmission between different cortical areas. To estimate the probability density PRT(r,t) from a histogram, we used 64 bins to construct the histogram from experimental data. This process provided stable estimates of probability. To investigate brain functional connectivity, we estimated the CMI of each EEG as a function of time delay for F3F4, P3P4, T5T6, F4F3, P4P3 and T6T5 pairs over time delays of 0500 ms. The term F3F4 represents the pair of the electrodes between the F3 channel and the F4 channel, while F4F3 indicates the pair of electrodes between the F4 channel and the F3 channel. That is, F3F4 means that the transmitted channel is F3 and the received channel is F4, and vice versa for F4F3. Since
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the A-CMI of the F3F4 pair differs from that of the F4F3 pair. The detailed derivation of these equations is presented elsewhere (Shannon and Weaver, 1949
; Fraser and Swinney, 1986
; Cover and Thomas, 1991
).
The A-CMI values for six pairs of two different cortical areas were estimated from three different occupation groups between all odor stimuli. We investigated the difference in cortico-cortical coupling within groups for different odors.
The results of the A-CMI were examined statistically using a repeated measure analysis of variance (ANOVA) with a condition factor (Condition; rest/six odor stimuli, seven levels) and with a subject factor (Electrode; six pairs of electrodes). For post-hoc analysis, a paired t-test (SPSS 6.0) was used to evaluate the statistical differences in the A-CMI of each pair of electrodes within each group that had a threshold significant level of P < 0.05.
| Results |
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First, we assessed individual psychological preferences for odors. For example, the group of professional perfume researchers selected six factors from among the 25 adjectives shown in Table 1. In this group, the first factor was a refreshing feeling; the second, a soft feeling; the third, a graceful feeling; the fourth, an individual feeling; the fifth, a natural feeling; and the sixth, a romantic feeling. The group of professional perfume researchers then ranked six essential oilslemon, ylang-ylang, lavender, jasmine, basil and skatoleby order of odor preference (Figure 3). We similarly obtained the order of odor preference for the other two groups of subjects.
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The general workers group
The order of odor preference for general workers was as follows: lemon, ylang-ylang, jasmine, lavender, basil and skatole. An ANOVA yielded significant main effects for Condition [F(6,419) = 2.634, P < 0.05] and for Electrode [F(5,419) = 8.078, P = 0.0000]. No significant interaction for Condition x Electrode was found [F(30,419) = 0.339, P = NS (no significance)]. Post-hoc comparisons demonstrated several significant changes in A-CMI values. A higher A-CMI value suggests mutually stronger functional coupling between the two different time series. In the F3F4 and F4F3 pairs, increased mutual coupling was observed for the lavender and lemon stimuli, relative to a no-odor baseline. The general workers had a higher A-CMI in the P3P4 and P4P3 pairs for the lavender stimulus in comparison with the no-odor baseline. They also had a higher A-CMI value in the T6T5 pair for the lemon stimulus in comparison with the ylang-ylang stimulus. The A-CMI values had no correlation with the psychological preference. Figure 4 shows the pairs that had a significant change in the A-CMI values for all cases.
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The perfume salespersons group
The order of odor preference for the perfume salespersons was as follows: jasmine, lemon, lavender, ylang-ylang, basil and skatole. An ANOVA yielded significant main effects for Condition [F(6,377) = 5.603, P = 0.0000], and for Electrode [F(5,377) = 6.334, P = 0.0000]. No significant interaction for Condition x Electrode was found [F(30,377) = 0.714, P = NS]. As a result of post-hoc comparisons of the F3F4 pair, the perfume salespersons group had a higher A-CMI value for the basil stimulus than it did for an odorless stimulus or to lavender. In addition, the A-CMI value for the skatole stimulus increased more than it did for the lavender stimulus. The salespersons had a higher A-CMI value in the F3F4 and F4F3 pairs in response to the skatole stimulus than they did for the odorless stimulus or the lavender. In the P3P4, P4P3, T5T6 and T6T5 pairs, this groups A-CMI value was higher for basil than for jasmine. Furthermore, in the T6T5 pair, the groups A-CMI value was significantly higher for the basil stimulus than for the lavender. The A-CMI of the salespersons was related to psychological preference; that is, they had a lower A-CMI value when stimulated by an odor for which they had a higher preference in comparison to the other odors. Figure 5 shows the pairs that had a significant change in A-CMI values for all cases.
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The professional perfume researchers group
The order of odor preference for the group of professional perfume researchers was as follows: lemon, ylang-ylang, lavender, jasmine, basil and skatole. An ANOVA yielded no significant main effects for Condition [F(6,419) = 0.017, P = NS], for Electrode [F(5,419) = 0.010, P = NS], or Condition x Electrode [F(30,419) = 0.003, P = NS]. However, a paired t-test showed a lower A-CMI value in the F3F4 and F4F3 pairs for the lavender stimulus than for the basil or odorless stimulus. In this group, significantly different results were revealed in the mid-frontal pairs. As was the case for the perfume salespersons group, this group had a lower A-CMI value when stimulated by a relatively unpleasant odor. Figure 6 shows the pairs that had a significant change in A-CMI values for all cases. We investigated Pearsons correlation coefficient between females and males to examine whether a sex difference existed. As no correlation occurred between sex differences in the significantly different pairs of electrodes, we excluded them from our study.
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| Discussion |
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Analysis of the A-CMI from the EEGs revealed that among the professional perfume researchers changed in the A-CMI values during odor stimulation were more apparent in the frontal region of the brain. For the general workers and the perfume salespersons, however, changes in the A-CMI values were more conspicuous in the overall posterior temporal, parietal and frontal regions.
The coding of olfactory stimuli begins with the mucosa of the olfactory epithelium, and diffuses through the mucous layer to bind with chemically receptive membranes of the olfactory receptor cells. Extending from the olfactory receptor cells are nerve filaments comprising olfactory nerve fibers; these nerve filaments connect to the olfactory bulb of the brain at a relay connection, and also connect to other parts of the brain by olfactory tracts (Schiffman, 1990
). Anatomically, the primary olfactory cortex (POC) is located in the ventral region of the anterior temporal lobe (Gazzaniga et al., 2002
). The researchers sought to identify the areas of brain activity that correlated first with the act of sniffing and secondly with the act of smelling. The act of sniffing to determine whether an odorant is present or not activates the brain primarily in the pyriform cortex of the temporal lobe, and in the medial and posterior orbito-frontal gyri of the frontal lobe. The dissociation between regions activated by olfactory exploration, such as sniffing, and regions activated by olfactory content, such as smell, shows a distinction in grain organization in terms of human olfaction (Sobel et al., 1998
). Smelling fails to produce consistent activation in the POCthat is, continued exposure to an odorant increases the threshold or reduces the sensitivity to the odorant. In short, continued odor stimulation results in olfactory adaptation (Schiffman, 1990
). The presence of the odor, however, produces a consistent increase of the orbitofrontal cortex (OFC), a region that is thought to constitute a secondary olfactory area. Thus, the role of the POC may be restricted to detecting a change in external odors, while the secondary olfactory cortex plays a critical role in identifying the smell itself (Gazzaniga et al., 2002
).
More precisely, the OFC regions that form the ventral surface of the frontal lobe receive olfactory information secondarily at the posterior OFC; they also receive substantial olfactory projections via the mediodorsal nucleus of the thalamus, namely the pars magnocellularis (Yarita et al., 1980
; Russchen et al., 1987
; Ray and Price, 1993
; Carmichael and Price, 1996
). Although the functional role of the OFC is difficult to define precisely, it is considered part of the neural basis of emotions or emotional decision making; it is also classified as the secondary olfactory area. A comparative or evolutionary perspective suggests that the prefrontal cortex arose from a very old system, called the olfactory system (Gazzaniga et al., 2002
). In humans, lesions to the OFC impair olfactory discrimination and identification (Jones-Gotman and Zatorre, 1988
; Zatorre and Jones-Gotman, 1991
). In particular, the right central OFC appears to play a critical role in recognition memory, whereas the left lateral OFC region seems to play a more central role in hedonic judgements (Zald and Pardo, 2000
).
On the other hand, the posterior brain processes the physical features of stimuli, while the frontal cortex performs higher-order operations, such as evaluating the task-relevance of a stimulus (Potts and Tucker, 2001
). According to the measurements of Kobal and Kettermanns functional magnetic resonance imaging (fMRI) (Kobal and Kettermann, 2000
), significant activation occurred in the temporal lobe, the lateral frontal region and the medial frontal regions bilaterally for general subjects stimulated with a vanillin odor. Zald and Pardo (2000
) reported that increases in regional cerebral blood flow emerge bilaterally near the inferior junction of the frontal and temporal lobes where the POC is located within the pyriform region.
Taken together, these previous studies support our results that during odor stimulation changes in the A-CMI appear at the overall posterior temporal, parietal and frontal regions. For the group of professional perfume researchers, the dominant change in the frontal region may reflect the effects of functional coupling in the OFC when being stimulated by an odor. That is, this result indicates that the brains of professional perfume researchers respond to an odor mainly in the frontal region, reflecting the function of the OFC due to the occupational requirement of these subjects to discriminate or identify odors. Although relatively more exposed to odors in their occupation, the perfume salespersons responses to odor stimulation were similar to those of the general workers. However, the A-CMI value is in inverse proportion to psychological preference among the professional perfume researchers and the perfume salespersons, though this is not the case for the general workers. To evaluate psychological profiles at the baseline of women with and without chemical intolerance, Bell et al. (1998
) used quantitative EEG profiles; the interrelationship between physiological and psychological factors in the expression of symptoms has also been addressed (Clauw, 2001
). Thus, our results suggest that functional coupling for people who are occupationally exposed to odors may be related to psychological preference, though changes in A-CMI values appear in different regions of the brain depending on occupational specialty.
Lorig (2000
) pointed out a shortcoming of EEG analysis for investigating the olfactory system. Analysis of an EEG can have many problems such as how to compute coherence or which windowing technique to use when determining the power spectrum. Furthermore, while all non-artifactual EEG measurements describe a subjects different brain activities when stimulated by a different odor, the measurements unfortunately fail to tell investigators what the brain is doing. An EEG provides a continuous recording of brain activity, and an ERP provides a precise temporal record of underlying neural activity (Gazzaniga et al., 2002
). Thus, EEG recordings are used to detect abnormalities in brain function, and the evoked responses are considered to be a signal that reflects neural activity specifically related to cognitive events (Gazzaniga et al., 2002
). It is reasonable, however, to choose a tool that provides continuous brain activity for a certain period when researching the transmission of information during olfactory function. Thus, an EEG is a more suitable method than an ERP. Besides, although imaging techniques such as PET and fMRI detect changes in the brains metabolism or blood flow while a subject is engaged in a cognitive function with high spatial resolution (Gazzaniga et al., 2002
), they are restricted within a narrow time resolution. Nonetheless, we can study the transmission of information or cortico-cortical interactions between two brain regions by maintaining the advantages of an EEG. Although mutual information is an indicator of functional cortico-cortical connections in the brain, including linear and nonlinear properties, the A-CMI does not reveal the actual mechanism or pathways. By using the A-CMI, however, we can quantify the transmission of information at one site from the time series at another site (Jeong et al., 2001
). Consequently, in spite of this shortcoming in EEG analysis, we can obtain the functional connectivity to an odor for subjects classified by occupation. To gain a better understanding of differences in the olfactory function for subjects classified by occupation, we need to extend our analysis of mutual information to an EEG experiment with a larger number of sex- and age-matched subjects, and we need to use various experimental protocols.
| Acknowledgements |
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This research was supported by the grant from Ministry of Science & Technology (MOST) M1-9817-04-0003, Korea.
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Accepted September 12, 2003
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Connotea
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